Substitution SQL Puzzle

Level: Advanced

A colleague of mine approached me recently with a puzzle he struggled with: you have a table (let’s call it data_table) with id and val (i.e. value) columns. You are given two parameters: value_to_overwrite and value_to_use that should transform the content of the data_table in a special way:

  • If both parameters exist in the data_table in the val column for the same id, then the one that is equal to value_to_overwrite should be substituted with value_to_use
  • If none or just one of the parameters exist in the data_table.val column, than the val column should remain the same
  • List all the rows from the data_table after the transformation.

Let’s create the data_table using the following DDL command:

CREATE TABLE data_table AS
SELECT 1 id, 'a' val FROM dual
UNION ALL
SELECT 1 id, 'b' val FROM dual
UNION ALL
SELECT 1 id, 'c' val FROM dual
UNION ALL
SELECT 2 id, 'b' val FROM dual
UNION ALL
SELECT 2 id, 'd' val FROM dual
IDVAL
1a
1b
1c
2b
2d

For parameters value_to_overwrite = ‘a’ and value_to_use = ‘b’ the expected result should look like this:

IDORIGINAL_VALUENEW_VALUE
1aa
1ba
1cc
2bb
2dd

Note, that for id = 1, value ‘b’ is substituted with new value ‘a’ because both, value_to_overwrite (‘a’) and value_to_use (‘b’) exist in the val column. All other values should remain the same as substitution condition is not met.

To mimic the parameter use in the query we will create another table (rule_table) with a single row in it.

CREATE TABLE rule_table AS
SELECT 'a' value_to_use, 'b' value_to_overwrite
FROM dual

Translating requirements from English to SQL will likely result in a bulky and inefficient query. Let’s demonstrate that:

/* Values that need to be substituted */
SELECT d.id, d.val AS original_value, r.value_to_use AS new_value
FROM data_table d JOIN rule_table r ON d.val = r.value_to_overwrite
WHERE r.value_to_use IN (SELECT val
                         FROM data_table
                         WHERE id = d.id)
UNION ALL
/* Values that remain the same as only value_to_overwrite exist for given id */
SELECT d.id, d.val, d.val
FROM data_table d JOIN rule_table r ON d.val = r.value_to_overwrite
WHERE r.value_to_use NOT IN (SELECT val
                             FROM data_table
                             WHERE id = d.id)
UNION ALL
/* Values that remain the same as value_to_overwrite does not match val */
SELECT d.id, d.val, d.val
FROM data_table d
WHERE d.val NOT IN (SELECT value_to_overwrite
                    FROM rule_table)

As you can see, there are multiple (five) copies of the data_table used, which will lead to a poor performance when the size of the table increases dramatically.

A way better approach is to take the first SELECT from the UNIONed statement above and turn the INNER JOIN into an LEFT OUTER JOIN. At the same time, we need to move the filtering condition from the WHERE clause to the JOIN (otherwise, the LEFT JOIN will work as INNER JOIN):

SELECT d.id,
       d.val                      AS original_value,
       NVL(r.value_to_use, d.val) AS new_value
FROM data_table d LEFT JOIN rule_table r 
                  ON d.val = r.value_to_overwrite
                 AND r.value_to_use IN (SELECT val
                                        FROM data_table
                                        WHERE id = d.id)

This is a quite efficient and fairly short query that uses only two copies of the data_table. Can we do better than that? Yes, we can!

WITH x AS (
SELECT id, val,
       MIN(CASE WHEN val IN (value_to_use, value_to_overwrite) 
                THEN val 
           END)
       OVER(PARTITION BY id, value_to_overwrite)  min_val,
       MAX(CASE WHEN val IN (value_to_use, value_to_overwrite) 
                THEN val 
           END)
       OVER(PARTITION BY id, value_to_overwrite)  max_val,
       LEAST(value_to_use, value_to_overwrite)    min_ow,
       GREATEST(value_to_use, value_to_overwrite) max_ow,
       value_to_use, value_to_overwrite
FROM data_table CROSS JOIN rule_table 
)
SELECT id, val AS original_value,
       CASE WHEN min_val=min_ow AND
                 max_val=max_ow AND
                 val=value_to_overwrite THEN value_to_use
       ELSE val
       END AS new_value
FROM x

Analytic functions MIN and MAX let us scan the data_table vertically while LEAST and GREATEST do the same horizontally. The later pair of functions come very handy when you need to compare pairs of values, so the smaller of the values should match LEAST and the other – GREATEST.

And still, the last strategy has one flaw: we used a Cartesian Product (CROSS JOIN) which means that had we have more than one substitution rule, the method would not work properly. Let’s fix it.

First, we will add one more rule:

INSERT INTO rule_table VALUES('b', 'c')

Now, the expected result should looks as the following:

IDORIGINAL_VALUENEW_VALUE
1aa
1ba
1cb
2bb
2dd

Note, that the second rule turns original ‘c’ value into ‘b’.

And again, Analytic functions do all the magic:

WITH x AS (
SELECT id, val, value_to_overwrite, value_to_use,
       LEAST(value_to_overwrite, value_to_use) || '|' ||
       GREATEST(value_to_overwrite, value_to_use) rule_vals,
       LISTAGG(DISTINCT val, '|') WITHIN GROUP(ORDER BY val)
       OVER(PARTITION BY id) vals
FROM data_table LEFT JOIN rule_table ON val = value_to_overwrite
)
SELECT id, val AS original_value,
       CASE WHEN value_to_overwrite IS NULL THEN val
            WHEN INSTR(vals, rule_vals)=0 THEN val
            ELSE value_to_use
       END     AS new_value
FROM x

This time, LISTAGG analytic function (with DISTINCT option – recently supported by Oracle) helps matching the val against value_to_overwrite and value_to_use pair.

I strongly recommend executing parts of the above queries to gain a better understanding of the demonstrated strategies. livesql.oracle.com site offers you a great query tool with the latest version of Oracle database.

***

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How to pass arbitrary number of arguments to a PL/SQL procedure?

I was looking for an answer to this question for quite some time and ended up developing my own approach.

As of version 12.1, Oracle does not offer this feature which is widely available in most modern procedural languages. I found only one Oracle feature that somehow resembles the one in question – a built-in default constructor for PL/SQL collection types. We can pass arbitrary number of values into such constructors.

Here is a simple example:

DECLARE
   TYPE vc_table IS TABLE OF VARCHAR2(30);
   v_table vc_table;
BEGIN
   v_table:=vc_table('ABC', 'DEF', 'GHI');
   FOR i IN 1..v_table.COUNT LOOP
       DBMS_OUTPUT.PUT_LINE(v_table(i));
   END LOOP;
END;
/

Result:

ABC
DEF
GHI

The line that initializes v_table variable references a constructor that takes 3 values as arguments. It can take more (or less) values as well.

How could we exploit this feature to accept variable number of arguments in our procedures/functions?

The problem with the above example is that we have to have a collection type before we can use it and this would make our procedure/function dependent on such custom type.

A necessary help comes from Oracle’s built-in collection types:

sys.odcivarchar2list, sys.odcinumberlist, etc.

Let say we need to mimic Oracle’s built-in GREATEST function for a variable number of numeric arguments. Here is how we could use sys.odcinumberlist type:

CREATE OR REPLACE FUNCTION my_greatest(p_list sys.odcinumberlist)
    RETURN NUMBER
AS
    v_result NUMBER;
BEGIN
    SELECT CASE WHEN SUM(NVL2(COLUMN_VALUE,0,1))>0 THEN TO_NUMBER(NULL)
                ELSE MAX(COLUMN_VALUE)
           END
     INTO v_result
    FROM TABLE(p_list);
    RETURN v_result;
END;
/

Remember, the GREATEST function returns NULL if at least one of its arguments is NULL. That’s why we need to check for NULLs in the p_list collection.

Here is how we could test the function:

SELECT my_greatest(sys.odcinumberlist(45,2,46,65,2,1,0)) "greatest",
       my_greatest(sys.odcinumberlist(45,2,NULL,65,2,1)) "null_greatest"
FROM dual

Result:

greatest null_greatest
65

The use of sys.odcinumberlist constructor is not very elegant as the data type name is very long, but it does do the trick. You can pass as many arguments to the constructor as you wish. To make things look a bit prettier, we can create a short synonym:

CREATE OR REPLACE SYNONYM nl FOR sys.odcinumberlist
/

Now, the last (testing) query will transform to the following:

SELECT my_greatest(nl(45,2,46,65,2,1,0)) "greatest",
       my_greatest(nl(45,2,NULL,65,2,1)) "null_greatest"
FROM dual

It still does not look like true “parameter array” with the arbitrary length, but it is very close.

The following is a short list of Oracle’s built-in collection types that you can use for mimicking “arbitrary number of arguments”:

  • sys.odcidatelist
  • sys.odciobjectlist
  • sys.odcirawlist
  • sys.odcinumberlist
  • sys.odcivarchar2list

For anything more complex, you may need to create your own collection type.

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7 Solutions to 2018 Oracle SQL Puzzle of the Week #13

Second Top Employee as of the Start of Employment

List all employees who were 2nd top paid in the entire company as of the time their employment started

  • Use a single SELECT statement only.
  • At the time of employment start the rank of the employee by salary should be 2.
  • Show the top salary at the time when the employee started with the company.
  • We assume that no employees have ever been terminated since day 1.

Expected Result:

ENAME JOB SAL HIREDATE MAX_SAL
WARD SALESMAN 1250 22-FEB-81 1600
BLAKE MANAGER 2850 01-MAY-81 2975
FORD ANALYST 3000 03-DEC-81 5000
SCOTT ANALYST 3000 19-APR-87 5000

Solutions:

Solution #1. Using LATERAL view, RANK and cumulative MAX analytic functions (Oracle 12g+):

SELECT e.ename, e.job, e.hiredate, e.sal, r.max_sal 
FROM scott.emp e, LATERAL(SELECT a.empno,  
                                 RANK() OVER(ORDER BY a.sal DESC) rk, 
                                 MAX(a.sal) OVER() max_sal 
                          FROM scott.emp a 
                          WHERE a.hiredate<=e.hiredate) r 
WHERE e.empno=r.empno  
  AND rk=2 
ORDER BY e.hiredate

Solution #2. Using CTE, cumulative MAX analytic function and a correlated subquery with COUNT to mimic the filter by RANK:

WITH x AS ( 
SELECT ename, job, hiredate, sal, MAX(sal)OVER(ORDER BY hiredate) max_sal 
FROM scott.emp a 
) 
SELECT * 
FROM x 
WHERE 1=(SELECT COUNT(*) 
         FROM scott.emp 
         WHERE hiredate<=x.hiredate 
           AND sal>x.sal) 
ORDER BY hiredate

Solution #3. Using CTE, cumulative MAX analytic function and an in-line scalar subquery in SELECT to mimic the RANK:

WITH x AS ( 
SELECT ename, job, hiredate, sal, MAX(sal)OVER(ORDER BY hiredate) max_sal, 
       (SELECT COUNT(*)+1 
        FROM scott.emp 
        WHERE sal>e.sal  
          AND hiredate<=e.hiredate) rk 
FROM scott.emp e 
) 
SELECT ename, job, hiredate, sal, max_sal 
FROM x 
WHERE rk=2 
ORDER BY hiredate

Solution #4. Using self-join and Cartesian Product with aggregation:

SELECT a.ename, a.job, a.hiredate, a.sal, MAX(b.sal) max_sal 
FROM scott.emp a JOIN scott.emp b ON b.hiredate<=a.hiredate 
                                 AND b.sal>a.sal 
GROUP BY a.ename, a.job, a.hiredate, a.sal 
HAVING COUNT(DISTINCT b.empno)=1 
ORDER BY a.hiredate

Solution #5. Using CTE and cumulative MAX analytic function (twice):

WITH x AS ( 
SELECT ename, job, hiredate, sal, 
       MAX(sal) OVER(ORDER BY hiredate) max_sal 
FROM scott.emp  
), y  AS ( 
SELECT ename, job, hiredate, sal, max_sal, MAX(sal) OVER(ORDER BY hiredate) max_sal2 
FROM x 
WHERE sal<max_sal 
) 
SELECT ename, job, hiredate, sal, max_sal 
FROM y 
WHERE sal=max_sal2 
ORDER BY hiredate

Solution #6. Using regular and recursive CTEs, ROWNUM, GREATEST, and CASE functions (no Analytic functions!):

WITH e AS ( 
SELECT ename, job, sal, hiredate 
FROM scott.emp 
ORDER BY hiredate 
), x AS ( 
SELECT ename, job, sal, hiredate, ROWNUM rn 
FROM e 
), y(max_sal, sal2, rn) AS ( 
SELECT sal, 0, 1 
FROM x 
WHERE rn=1 
UNION ALL 
SELECT GREATEST(x.sal, y.max_sal) AS max_sal, 
       CASE WHEN x.sal>y.max_sal THEN y.max_sal 
            WHEN x.sal>y.sal2 AND x.sal<=y.max_sal THEN x.sal  
            ELSE y.sal2  
       END AS sal2, 
       x.rn 
FROM x JOIN y ON x.rn=y.rn+1 
) 
SELECT x.ename, x.job, x.sal, x.hiredate, y.max_sal 
FROM y JOIN x ON y.rn=x.rn AND y.sal2=x.sal

Solution #7. Using CTE and MODEL clause to mimic Solution #6:

WITH x AS ( 
SELECT * 
FROM scott.emp 
MODEL 
DIMENSION BY (ROW_NUMBER() OVER(ORDER BY hiredate) rn) 
MEASURES(ename, job, sal, hiredate, sal max_sal, 0 sal2) 
RULES( 
    max_sal[rn>1] = GREATEST(max_sal[CV()-1], sal[CV()]), 
    sal2[rn>1] = CASE WHEN sal[CV()]> max_sal[CV()-1] THEN max_sal[CV()-1] 
                      WHEN sal[CV()]> sal2[CV()-1]   
		       AND sal[CV()]<=max_sal[CV()-1] THEN sal[CV()]  
                      ELSE sal2[CV()-1] 
                 END 
     ) 
) 
SELECT ename, job, sal, hiredate, max_sal 
FROM x 
WHERE sal=sal2

You can execute the above SQL statements in Oracle Live SQL environment.
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3 Solutions to Puzzle of the Week #20

Puzzle of the Week #20:

Produce the historical highest/lowest salary report that should comply with the following requirements:

  • Use Single SELECT statement only
  • Only employees who was paid the highest or lowest salary in their respective department at the moment of hiring should be selected
  • Show name, date of hire, department number, job title, salary table (emp) columns and two additional calculated columns/flags: min_flag and max_flag to indicate that the employee was hired with the min/max salary in their respective department as of the time of hiring.
  • If two or more employees in the same department are paid the same max/min salary, only the one who was hired first should be picked for the report.
  • The query should work in Oracle 11g.

Expected Result:

POW20ER

#1. Using Common Table Expression (CTE) or Recursive WITH clause

WITH y AS (
SELECT ename, job, deptno, hiredate, sal, 
       ROW_NUMBER()OVER(PARTITION BY deptno ORDER BY hiredate) rn
FROM emp
), x (ename, job, deptno, hiredate, sal, min_sal, max_sal, min_flag, max_flag, rn) AS (
SELECT ename, job, deptno, hiredate, sal, sal, sal, 1, 1, 1
FROM y
WHERE rn=1
UNION ALL
SELECT y.ename, y.job, y.deptno, y.hiredate, y.sal, 
       LEAST(x.min_sal, y.sal), GREATEST(x.max_sal, y.sal),
       CASE WHEN y.sal<x.min_sal THEN 1 END, 
       CASE WHEN y.sal>x.max_sal THEN 1 END, y.rn
FROM y JOIN x ON y.deptno=x.deptno AND y.rn=x.rn+1
)
SELECT ename, job, deptno, hiredate, sal, min_flag, max_flag
FROM x
WHERE 1 IN (min_flag, max_flag)
ORDER BY deptno, hiredate;

#2. Using Cumulative Analytic Functions MIN, MAX, and ROW_NUMBER

WITH x AS (
SELECT ename, job, deptno, hiredate, sal,
       MIN(sal)OVER(PARTITION BY deptno ORDER BY hiredate) min_sal,
       MAX(sal)OVER(PARTITION BY deptno ORDER BY hiredate) max_sal,
       ROW_NUMBER()OVER(PARTITION BY deptno, sal ORDER BY hiredate) rn
FROM emp
)
SELECT ename, job, deptno, hiredate, sal,
       DECODE(sal, min_sal, 1) min_flag,
       DECODE(sal, max_sal, 1) max_flag
FROM x
WHERE sal IN (min_sal, max_sal)
  AND rn=1;

#3. Using Cumulative Analytic Functions MIN, MAX, and COUNT

WITH x AS (
SELECT ename, job, deptno, hiredate, sal,
       CASE WHEN MIN(sal)OVER(PARTITION BY deptno ORDER BY hiredate)=sal
             AND COUNT(*)OVER(PARTITION BY deptno, sal ORDER BY hiredate)=1 THEN 1 
       END min_flag,
       CASE WHEN MAX(sal)OVER(PARTITION BY deptno ORDER BY hiredate)=sal
             AND COUNT(*)OVER(PARTITION BY deptno, sal ORDER BY hiredate)=1 THEN 1 
       END max_flag
FROM emp
)
SELECT *
FROM x
WHERE 1 IN (min_flag, max_flag);

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Interview Question: get 2 random employees for each salary range?

Interview Question

Level: Intermediate/Advanced

For each of the following salary ranges select two randomly chosen employees:

0-999
1000-1999
2000-2999
3000+

Expected Result:

ENAME             SAL RANGE
---------- ---------- ---------
SCOTT            3000 3000+
FORD             3000 3000+
BLAKE            2850 2000-2999
CLARK            2450 2000-2999
TURNER           1500 1000-1999
MILLER           1300 1000-1999
JAMES             950 0-999
SMITH             800 0-999

Solution:

WITH x AS (
SELECT ename, sal,
       CASE WHEN sal>=3000 THEN '3000+'
            WHEN sal>=2000 THEN '2000-2999'
            WHEN sal>=1000 THEN '1000-1999'
            ELSE                '0-999'
       END as range,
       ROW_NUMBER() OVER(PARTITION BY DECODE(GREATEST(sal, 3000), sal, 0, 1) +
                                      DECODE(GREATEST(sal, 2000), sal, 0, 1) +
                                      DECODE(GREATEST(sal, 1000), sal, 0, 1)
                         ORDER BY DBMS_RANDOM.VALUE) rn
FROM emp
)
SELECT ename, sal, range
FROM x
WHERE rn<=2
ORDER BY sal DESC

 

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Two ways to build a salary range report without using CASE function

Interview Question: Produce a salary range report with a single SELECT statement. Decode function is allowed, CASE function – is not.

Level: Intermediate

Expected Result:

RANGE                             Employees
-------------------------------- ----------
0-999                                     2
1000-2999                                 9
3000-5999                                 3

Strategy #1:

SELECT COALESCE(DECODE(LEAST(sal, 999), sal, '0-999'),
                DECODE(LEAST(sal, 2999), GREATEST(sal, 1000), '1000-2999'),
                DECODE(LEAST(sal, 9999), GREATEST(sal, 3000), '3000-5999')
                ) AS range,
       COUNT(*) "Employees"
FROM emp
GROUP BY COALESCE(DECODE(LEAST(sal, 999), sal, '0-999'),
                  DECODE(LEAST(sal, 2999), GREATEST(sal, 1000), '1000-2999'),
                  DECODE(LEAST(sal, 9999), GREATEST(sal, 3000), '3000-5999')
                  )
ORDER BY 1

Explanation:

In Oracle SQL terms, a mathematical condition

a <=x <=b

can be  interpreted as

x BETWEEN a AND b

however, this condition is good only for CASE function, and not for DECODE. The trick is to use another interpretation:

LEAST(b,x)=GREATEST(x,a)

– that can be used in DECODE.

CASE-based Solution:

SELECT CASE WHEN sal<=999 THEN '0-999'
            WHEN sal BETWEEN 1000 AND 2999 THEN '1000-2999'
            WHEN sal BETWEEN 3000 AND 5999 THEN '3000-5999'
       END AS range,
       COUNT(*) "Employees"
FROM emp
GROUP BY CASE WHEN sal<=999 THEN '0-999'
              WHEN sal BETWEEN 1000 AND 2999 THEN '1000-2999'
              WHEN sal BETWEEN 3000 AND 5999 THEN '3000-5999'
         END
ORDER BY 1

Strategy #2:

WITH x AS (
SELECT DECODE(1, (SELECT COUNT(*) FROM dual WHERE emp.sal<=999), '0-999',
                 (SELECT COUNT(*) FROM dual WHERE emp.sal BETWEEN 1000 AND 2999), '1000-2999',
                 (SELECT COUNT(*) FROM dual WHERE emp.sal BETWEEN 3000 AND 5999), '3000-5999'
             ) AS range
FROM emp
)
SELECT range, COUNT(*) AS "Employees"
FROM x
GROUP BY range
ORDER BY 1

Explanation:
This query demonstrates how to mimic CASE function using DECODE and in-line scalar subquery from dual.

Suggested further reading:

For more tricks and cool techniques check my book “Oracle SQL Tricks and Workarounds” for instructions. The book is also available on Amazon and in all major book stores.

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Combine the power of COALESCE, GREATEST, and NULLIF functions

CASE function is extremely powerful though bulky. It looks and feels like a PL/SQL element even though it is just another SQL function. In some cases, we have an opportunity to use a different, more concise expression avoiding CASE function.

Let’s consider a problem: return a list of all employee names with respective salary and commission columns. If commission is NULL or 0, replace it with 10% of the salary.

A typical solution (with CASE) would look like this:

SELECT ename, sal, CASE WHEN NVL(comm,0)=0 THEN 0.1*sal ELSE comm END AS comm
FROM emp
ORDER BY 1;

Result:

ENAME             SAL       COMM
---------- ---------- ----------
ADAMS            1100        110
ALLEN            1600        300
BLAKE            2850        285
CLARK            2450        245
FORD             3000        300
JAMES             950         95
JONES            2975      297.5
KING             5000        500
MARTIN           1250       1400
MILLER           1300        130
SCOTT            3000        300
SMITH             800         80
TURNER           1500        150
WARD             1250        500

Before presenting a workaround, let’s review the raw data:

SELECT ename, sal, comm
FROM emp
ORDER BY 1;

Result:

ENAME             SAL       COMM
---------- ---------- ----------
ADAMS            1100
ALLEN            1600        300
BLAKE            2850
CLARK            2450
FORD             3000
JAMES             950
JONES            2975
KING             5000
MARTIN           1250       1400
MILLER           1300
SCOTT            3000
SMITH             800
TURNER           1500          0
WARD             1250        500

Essentially, we want to substitute the comm value for all employees except ALLEN, MARTIN, and WARD.

If we did not have to deal with $0 commission (TURNER), we could have used NVL(comm, 0.1*sal) expression, or COALESCE(comm, 0.1*sal) which works identically to NVL function for 2 parameters.

So if we could turn 0 into NULL, we would be able to employ NVL/COALESCE instead of CASE function.

Here comes the turn of NULLIF function. It can do exactly what we need: substitute 0 (or any other value) with NULL. It can be done by the following expression:

NULLIF(comm,0) -- which means: when comm=0 then return NULL.

There is one issue that needs to be resolved before we can use the COALSCE function. We cannot make 2 different expression returing NULL is 2 cases, when the argument is 0 or NULL. However, we can employ GREATEST (or LEAST) function to wrap up multiple arguments that may evaluate to NULL and return just one value – it will be NULL if any of the arguments of GREATEST evaluate to NULL.

So, finally, our workaround will look as follows:

SELECT ename, sal, COALESCE(GREATEST(comm, NULLIF(comm,0)), 0.1*sal) AS comm
FROM emp
ORDER BY 1;

Result:

ENAME             SAL       COMM
---------- ---------- ----------
ADAMS            1100        110
ALLEN            1600        300
BLAKE            2850        285
CLARK            2450        245
FORD             3000        300
JAMES             950         95
JONES            2975      297.5
KING             5000        500
MARTIN           1250       1400
MILLER           1300        130
SCOTT            3000        300
SMITH             800         80
TURNER           1500        150   <-- 0 is replaced with 150 (10%)
WARD             1250        500

COALESCE function comes really handy (combined with NULLIF & GREATEST/LEAST) when we have multiple values of a column that we would like to treat as 0.
For example, if we wanted to treat $0, $300, and $500 as NULLs we could have used the following expression:

COALESCE(GREATEST(comm, NULLIF(comm,0), NULLIF(comm,300), NULLIF(comm,500)), 0.1*sal)

The trick is hidden in the fact that GREATEST returns NULL if one of the parameters is a NULL.

For more tricks and cool techniques check my book “Oracle SQL Tricks and Workarounds” for instructions.